Network 1 Financial Securities, Inc. is a full service broker/dealer registered with the U.S. Securities and Exchange Commission “SEC”, is a member of both the Financial Industry Regulatory Authority “FINRA” and the Securities Insurance Protection Corporation “SIPC”, is registered in 47 States and in Puerto Rico, and is dedicated to assisting small cap and microcap companies through its investment banking services.
Tradition Investment Banking Service
•IPO and Secondary Offering
•Merger and Acquisitions
•Nasdaq and NYSE Uplisting
•Corporate Debt Financing
•Financial Consulting and Valuation
Nontraditional Investment Banking Service
•Specialists in Restricted Securities Liquidations
•Non-deal Road Shows
•Shareholder Relations and Communications
DAMON D. TESTAVERDE
Head of Investment Banking & Chairman
Damon has been a member of the Wall St. Community since 1966. He has worked in various capacities including being Chief Executive Officer for Midsize Broker / Dealers that built significant retail and underwriting capabilities. Damon specializes in Investment Banking Services for small to midsized companies including all areas of capital formation. Damon also has the ability to attract and build distribution systems in the Broker / Dealer community. Damon holds FINRA registrations, including Series 7, 24, 79, Financial Principal and Municipal Bond Principal.
WILLIAM R. HUNT
President, CFO, COO
Mr. Hunt is Chief Financial Officer and Chief Operating Officer of Network 1 Financial Securities, Inc. Bill is a member of the Executive Committee and the manager of several managed programs. Bill has been active in the securities business for over 40 years and part of the senior management team of Network 1 Financial Securities, Inc. since 1988. He has held various positions throughout his career with national and regional firms. Bill holds the following FINRA registrations: Series 7, 24, 66, 63, 27, 4 and 55. He is also a licensed Real Estate Agent and licensed Insurance Agent. He has been, and is currently, a member of the Board of Directors of various public and private companies. He is President of Network 1 Financial Advisors Corp. an affiliated registered investment advisor. He also is the CFO of Network 1 Financial Assurance Inc. an affiliated insurance agency. Bill oversees all financial reporting as the Chief Financial Officer of Network 1 Financial Securities, Inc. as well as the operations of the brokerage firm. He holds a BS in Business Administration from Trenton State College, now known as The College of New Jersey.
JIAN (STEVEN) SUN
Executive Director – China Business Development
Mr. Sun joined Network 1 Financial Securities in 2010. He currently serves as Executive Director of China Business Development for the Investment Banking Department. His focus is primarily on serving the financial needs of Chinese emerging growth and middle market companies in a variety of industries.
Prior to joining our Firm, Mr. Sun served in the capacity of Financial Analyst for Skyebanc Inc. He has been responsible for compiling comprehensive analyses on TMT and financial industry sectors and developing investment banking business in China. Steven began his financial career at Global Arena Capital LLC (GAC) in New York and served as Financial Analyst in their Investment Banking department. While at GAC, he participated in several private equity investments and IPO underwritings.
Mr. Sun holds a Master of Quantitative Finance degree from Rutgers Business School, a Bachelor of Science degree in Electrical Engineering from the University of California, Irvine. He is active in Rutgers Alumni Associate service.Mr. Sun holds the following FINRA registrations, Series 7, 63 and 79.
Senior Vice President
Mr. Testaverde has more than two decades of Wall Street experience in the areas of Equities Market-Making, and Investment Banking. Over the years Mr. Testaverde has guided and advised hundreds of companies on the process of going public from raising capital, to compliance and disclosure, through all aspects of the listing process. Mr. Testaverde also has extensive experience in servicing retail clients including high net worth individuals and small institutions. For the last five years he has worked as a senior investment banker at Network 1 Financial focusing on private placements and initial public offerings. Mr. Testaverde is a graduate of St. John’s University with a degree in Business Management. Mr. Testaverde holds Series 7, 63, 55 and 79 licenses.
Managing Director – Investment Banking
Adam Pasholk is a Managing Director at Network 1 Financial Securities, Inc. and has been in the financial industry since 2002. Mr. Pasholk has years of experience as a Proprietary Trader and Investment Banker. His focus is primarily on investment banking projects in the Asia Pacific region with include project origination, primary listings, secondary offerings, At the Market Offerings and Private Placements. Mr. Pasholk received his BA from New York University with a concentration in International Studies and Finance.
He holds the following FINRA registrations: Series 7, 55, 63,79 & 99.
KAREN (HUIYUN) MU
Senior Vice President – Investment Banking
Karen has been active in the investment banking industry in the U.S. and Asia for nearly 15 years. She has experience in all aspects of capital formation for small to midsize companies, including IPO, OTC market, SPAC, cross-border M&A, and PIPE transaction. Her role also includes serving as an in-house expert in target identification, transaction structure/design, and advisory services to buy-side clients in the Asian Pacific markets. As a result of leading many successful deals over the years, Karen has also developed a deep understanding of retail and institutional sales in primary and secondary markets. When Karen joined Network 1 Financial Securities, Inc. in 2018 she brought with her unparalleled access to potential investment banking clients in Asia via a robust network of senior industry executives and high net worth individuals.
Karen received her undergraduate degree from the University of Shanghai for Science & Technology and her MBA from University of Maryland. She holds the following FINRA registrations: Series 7, 63, 79, & 99.
We’re here to help. Feel free to contact us.
Network 1 Financial Securities, Inc.
2 Bridge Avenue, Suite 241
Red Bank, NJ 07701
Phone: (732) 758-9001
Fax: (732) 758-6671