INVESTMENT BANKING SERVICES

OUR PHILOSOPHY 

Network 1 Financial Securities, Inc., established 1983, is dedicated to assisting public companies taking advantage of the rapidly changing equity markets. We are not just a “transaction oriented” investment banking firm. We are committed to the long-term prospect and growth of our clients. We realize that once we are engaged with a company, its financial concerns and well – being become our concerns. We pride ourselves in understanding the clients’ long-term goals and ambitions and help them achieve success. Working with our clients to unlock shareholder value is our main objective.

COMPREHENSIVE INVESTMENT BANKING

It is our belief at Network 1 Financial Securities, Inc. that the public identity of our client is part of our service. We help with minimizing the costs of being public and effectively communicating with the investment community.

Our Investment Banking Services Include:

TRADITIONAL SERVICES

Fairness Opinions

Private Placements

IPOs and Securities Offerings

Financial Consulting

Mergers and Acquisition

Bank and Debt Financing

Business Planning and Development

NON-TRADITIONAL SERVICES

Non-Deal Road Shows

Shareholder Relations and Communications

Electronic Media

Network 1 has developed an approach to investor relations that exposes our clients to the investment community using electronic media as well as traditional methods.

Market Making Activities

Network 1 Financial Securities, Inc. is a market maker and will introduce its investment banking clients for consideration to its market making group. Exposing our clients to other potential market makers is one way of assisting our clients with their total public identity.

Cost Containment

One of the challenges of today’s public companies is the extremely high cost of being public. Assisting clients control these costs is an important part of the service we can provide. We have assembled a group of professionals that we can recommend who will work with our companies in containing the cost of being public. One of the ways that this is accomplished is by capping annual professional fees based on the size of a particular client.

Our Distribution

Our distribution methods reflect the diverse ways we approach assisting our clients.

U.S. RETAIL INVESTORS

We have a long-term relationship with many High Net Worth individuals.

U.S. INSTITUTIONS

We have worked with Managed Pension Funds and Hedge Funds

FOREIGN INSTITUTIONS AND INDIVIDUALS

We have Institutional Investors and High Net Worth individuals worldwide with a focus in Australia, New Zealand, China and the United Kingdom.

Current Offerings